On May 31, 2011, WFP Securities voluntarily filed to terminate its broker/dealer registration and  its membership in FINRA.  As of that date, WFP Securities ceased conducting broker/dealer business.

On August 1, 2011, the termination process has been completed and all accesses have been disabled.

All securities accounts introduced through WFP Securities will remain unchanged, except that as account holders you will need to contact the investment sponsors  and WFP Securities’ clearing firm, Southwest Securities directly for any customer service.  It is currently anticipated that most, if not all, Registered Representatives previously associated with WFP Securities will be associating with a different broker/dealer firm soon and will be in contact with their clients shortly.


We are sorry for any incovenience this closure may have caused any of our friends and clients. The decision to close our firm was not an easy decision to make.


Best wishes for a financially successful future.


John Schooler


President


If you have questions regarding your account maintained directly with mutual funds, insurance companies and/or other investment products sponsors, please contact them directly.   


For any questions regarding your account(s) maintained at Southwest Securities, Inc. please contact Southwest at (214) 859-5360.   At this time you will only be able to close/sell existing positions held at SWS by faxing your order to 214-859-6095.


Of course, please feel free to contact your advisor through this transition.